“Fidelity Is Hit by Employee Conduct Problems, The Wall Street Journal October 23, 2017 A1.  Several high-level employees canned following sexual harassment allegations.

Who knew Harvey W. would start a trend that reached beyond entertainment into high-finance?

Did these companies not have policies against sexual harassment and bullying?  Had compliance with the policies been audited?  What’s the compliance history?

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Filed under Board, Compliance, Compliance, Compliance Verification, Controls, Corporation, Culture, Directors, Duty, Employees, Governance, Internal controls, Oversight, Oversight

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