Compliance’s long tail

£2.3 million fine for Barclays for failing to properly preserve emails from 2002 – 2012. didn’t take steps to laminate them, to prevent subsequent alterations. And other record keeping stuff. FINRA.

“Barclays fined £2.3m over record-keeping,” the Guardian (online), http://www.theguardian.com/business/2013/dec/26/barclays-fine-emails

How long before people figure out what compliance requires?

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Filed under Business Case, Controls, Internal controls, IT, Records Management, Requirements, Risk, Security

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